Compliance Update Fields marked with an * are required First Name * Last Name * Agent Number * 6 of 6 Character(s) left Legal Name * Address (Street Number & Name, Suburb, Postcode, State) * Email * Phone * What is your current Business Structure? * Please Select Company Partnership Sole Trader Trust Other Compliance Officer Name * List the names of Key Persons in the business (this includes: Director(s), Trustee, Sole Trader Or Partners, Shareholder, Beneficiary, Unit holders, Beneficial owner) * Have you received any Criminal Records since being onboarded as a Ria agent? * Please Select Yes No If you are a human seeing this field, please leave it empty. Ria Financial Services Pty Ltd. ABN 43 114 423 782 | All Rights Reserved